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Mutual fund scandal
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211	SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:38:25 U.S. Securities and Exchange Commission Securities Exchange Act Law Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Securities Commission Freedom of Information Act Mutual fund scandal United States securities law Government Financial regulation
212	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION June 15, 2006 ____________________________________ IN THE MATTER OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-15 08:54:27 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Securities and Exchange Commission Finance SEC filing Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
213	Administrative Proceeding: Bear Wagner Specialists, LLC, Fleet Specialist, Inc. (now Banc of America Specialist, Inc.), LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-29 16:22:23 Securities Exchange Act United States securities law Fair Fund LaBranche & Co U.S. Securities and Exchange Commission Financial regulation Government Mutual fund scandal United States Securities and Exchange Commission Corporate crime 73rd United States Congress
214	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No[removed]In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 16:46:01 United States Securities and Exchange Commission Income tax in the United States Rate of return Investment Finance Late-2000s financial crisis Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Corporate crime Fair Fund
215	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-30 11:05:47 Mario Gabelli Investment Disgorgement Finance Business Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Corporate crime Fair Fund United States Securities and Exchange Commission
216	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-18 08:34:38 Financial economics Investment Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Israel Securities Authority Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
217	Microsoft Word - astralis suspension.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-07 08:55:39 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Securities and Exchange Commission Government United States Mutual fund scandal Israel Securities Authority United States securities law 73rd United States Congress United States Securities and Exchange Commission
218	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-07 08:35:31 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Government Securities and Exchange Commission United States Mutual fund scandal Regulation S-K United States securities law 73rd United States Congress United States Securities and Exchange Commission
219	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-20 13:02:32 United States securities law Financial regulation Short selling Madoff investment scandal Securities Exchange Act Investment Company Act Short Securities regulation in the United States Mutual fund Financial economics Investment Finance
220	Administrative Proceeding - Order: SKIFTER AJRO, File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-15 17:52:46 United States securities law 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities Exchange Act Hedge fund Financial adviser Securities and Exchange Commission Mutual fund scandal Financial economics Investment Finance

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